-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UZru/Frx5mXRUb7kVJq2Imkzh8UR8YpBAkXdWhGqbSyPYKOe+js/i6TrZGtjd9Fa u9IFxoSxOKrprbUZTAt7Dw== 0000950144-00-002293.txt : 20000215 0000950144-00-002293.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950144-00-002293 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEALTHTRONICS INC /GA CENTRAL INDEX KEY: 0001018871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 582210668 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58413 FILM NUMBER: 544150 BUSINESS ADDRESS: STREET 1: 425 FRANKLIN RD STREET 2: SUITE 545 CITY: MARIETTA STATE: GA ZIP: 30067 BUSINESS PHONE: 7704190691 MAIL ADDRESS: STREET 1: 425 FRANKLIN RD STREET 2: SUITE 545 CITY: MARIETTA STATE: GA ZIP: 30067 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN ROY S CENTRAL INDEX KEY: 0001106689 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O HEALTHTRONICS INC STREET 2: 425 FRANKLIN ROAD SUITE 545 CITY: MARIETTA STATE: GA ZIP: 30067 BUSINESS PHONE: 8004643795 MAIL ADDRESS: STREET 1: C/O HEALTHTRONICS INC STREET 2: 425 FRANKLIN ROAD SUITE 545 CITY: MARIETTA STATE: GA ZIP: 30067 SC 13G 1 HEALTHTRONICS, INC. / ROY S. BROWN 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------------------------------------------------------- SCHEDULE 13G Information Statement pursuant to Rule 13d-1 and 13d-2 ----------------------------------------------------------------------- HealthTronics, Inc. ------------------------ (Name of Issuer) COMMON STOCK, NO PAR VALUE ------------------------------------------------ (Title of Class of Securities) 42222L-10-7 ------------------------ (CUSIP Number) ----------------------------------------------------------------------- (Continued on following pages) (Page 1 of 6 Pages) 2 (Page 2 of 6 Pages) - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Roy S. Brown - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION: United Kingdom - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 905,138 shares, including (i) 29,000 shares which are SHARES issuable upon the exercise of immediately exercisable BENEFICIALLY stock options (ii) 250,000 shares in spouse's OWNED BY name (iii) 400 shares in spouse's IRA ----------------------------------------------------------- EACH REPORTING ----------------------------------------------------------- PERSON WITH 6. SHARED VOTING POWER ----------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 905,138 shares, including (i) 29,000 shares which are issuable upon the exercise of immediately exercisable stock options (ii) 250,000 shares in spouse's name (iii) 400 shares in spouse's IRA ----------------------------------------------------------- 8. SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 905,138 shares, including (i) 29,000 shares which are issuable upon the exercise of immediately exercisable stock options (ii) 250,000 shares in spouse's name (iii) 400 shares in spouse's IRA - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.4% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 3 Page 3 of 6 Pages ITEM 1 (A). NAME OF ISSUER HealthTronics, Inc. ITEM 1 (B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 425 Franklin Road, Suite 545 Marietta, GA 30067 ITEM 2 (A). NAME OF PERSON FILING. The reporting person is Roy S. Brown. ITEM 2 (B). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE. The principal business address of Roy S. Brown is: 425 Franklin Road, Suite 545 Marietta, GA 30067 ITEM 2 (C). CITIZENSHIP. Roy S. Brown is a citizen of the United Kingdom. ITEM 2 (D). TITLE OF CLASS OF SECURITIES. Common stock, no par value per share. ITEM 2 (E). CUSIP NUMBER. 42222L-10-7 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-A (B) OR A3D-2 (B), CHECK WHETHER THE PERSON FILING IS A: Not applicable. This statement is filed pursuant to Rule 13d-1 (d). ITEM 4. OWNERSHIP. (a) Amount beneficially owned by reporting person as of December 31, 1999: 905,138 Shares (b) Percent of Class: 8.4% 4 Page 4 of 6 Pages (c) Number of shares as to which such person has (see notes): (i) Sole power to direct the vote: 905,138 shares (1), (2), (3) (ii) Shared power to vote or to direct the vote: 0 shares (iii) Sole power to dispose or direct the disposition of: 905,138 shares (1), (2), (3) (iv) Shared power to dispose or direct the disposition of: 0 shares Notes: (1) includes 29,000 shares which are issuable upon the exercise of immediately exercisable stock options (2) includes 250,000 shares held in spouse's name (3) includes 400 shares held in spouse's IRA ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. 5 Page 5 of 6 Pages ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. 6 Page 6 of 6 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/14/2000 --------------------------- (Date) /S/ Roy S. Brown --------------------------- (Signature) Roy S. Brown --------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----